The Treanor Law Firm provides skilled representation to individuals and companies responding to investigative inquiries, whether from a government agency or as part of an internal investigation. The firm also conducts internal investigations. The firm provides the following services related to investigations:
Representing Companies and Individuals in Government Investigations
- In recent years, prosecutors and regulators have increasingly used enforcement to regulate business conduct—what once was seen as a technical, regulatory matter, now may be seen as the basis for a potential criminal or regulatory enforcement action. As a result, companies and executives, more than ever, should expect to face government scrutiny at some time.
- We represent companies and individuals in criminal and regulatory investigations initiated by agencies, including the Department of Justice (DOJ), the Securities and Exchange Commission (SEC), and other federal and state regulators.
- Our services in government investigations include:
- Responding to government inquiries.
- Reviewing and assessing the relevance and value of evidence to a government investigation.
- Developing strategic defenses and advocating for clients at all stages of the investigation.
- Preparing to litigate against government agencies when necessary, leveraging our extensive experience to achieve favorable outcomes.
Representing Individuals in Internal Investigations
- Due to heightened concerns about corporate compliance and an increase in government enforcement activities, companies are more likely to conduct internal investigations to identify and address potential violations and develop defenses and responses to government inquiries.
- We advise and represent individuals who are involved in internal investigations conducted by their employers or external counsel.
- Our representations help to ensure that:
- The rights and interests of individuals are protected during the course of an investigation.
- Clients receive clear guidance regarding interactions with investigators to address risks.
- Legal and professional exposure is minimized.
Conducting Internal Investigations for Companies
- We conduct thorough and discreet internal investigations on behalf of companies to address suspected misconduct and to respond to regulatory inquiries and whistleblower complaints.
- Our services include:
- Investigating potential violations of law or internal policies.
- Collaborating with boards of directors, audit committees, and in-house counsel to address concerns.
- Preparing findings and actionable recommendations for remediation or disclosure when requested to do so.
Comprehensive Counsel for Enforcement and Investigations
- The Treanor Law Firm’s investigative and enforcement services cover a wide range of regulatory and compliance areas, including:
- Anti-Corruption and FCPA Compliance: Assisting clients in addressing allegations related to bribery and violations of the Foreign Corrupt Practices Act (FCPA).
- Financial and Securities Fraud: Representing clients in investigations involving the SEC, DOJ, and other financial regulators.
- AML and Sanctions Violations: Providing counsel on matters related to the Bank Secrecy Act (BSA), anti-money laundering laws, and economic sanctions.
- Corporate and Executive Conduct: Advising on allegations of misconduct or breaches of fiduciary duties.
With decades of experience conducting and representing clients in government and internal investigations, the lawyers of the Treanor Law Firm are able to provide insightful strategic and effective guidance tailored to each client’s unique situation. Whether responding to a government inquiry, representing an individual in an internal review, or conducting a company-led investigation, we are committed to ensuring that our client’s achieve a just outcome and to protecting our clients’ rights, reputations, and long-term interests.